Barrett Associates, Inc. is committed to maintaining the confidentiality, integrity and security of your nonpublic personal information.  We are providing this notice to tell you the kinds of personal information we collect about you and the circumstances in which your nonpublic personal information may be disclosed.

From time to time, we may collect the following personal information about you:

*  Information we receive from you on or in applications or other forms, correspondence, or conversations, including, but not limited to, your name, address, phone number, social security number, assets, income and date of birth; and

*  Information about your transactions with us, our affiliates, or others, including, but not limited to, you account number and balance, payments history, parties to transactions, cost basis information and other financial information.

We do not disclose any nonpublic personal information aobut our current or former clients to nonaffliated third parties, excet as permitted by law.  For example, we may disclose your nonpublic personal information to others in order to process your transactions.  We may share information with those copanies essential for us to provide you with ncessary or useful services with respect to your account(s).

Furthermore, we restrict access to your nonpublic personal information to those person who require such information to provide products or services to you.  We maintain physical, electronic, and procedural safeguards to guard your nonpublic personal information.